MiFID II Supervisory briefing - Supervision of cross-border activities of investment firms

[ ESMA35-36-2780 ]

Report on the DLT Pilot Regime

[ ESMA70-460-111 ]

Guidelines on certain aspects of the MiFID II suitability requirements

[ ESMA35-43-3172 ]

CFE on On Pre-hedging

[  ESMA70-449-672 ]

Guidelines to harmonise the supervisory review and
evaluation process of investment firms

[ ESMA35-36-2621 ]

Key Retail Risk Indicators for the EU single market

[ ESMA50-165-2193]

TRV
RRIs

Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the key information document for packaged retail and insurancebased investment products

[ JC 2022 10 ]

Retail Market Conduct Task Force
Consultation Report

[ CR03/2022 ]

EU financial regulators warn consumers on the risks of crypto-assets

[ ESA 2022 15 ]

ESMA Report on Trends, Risks and Vulnerabilities

[ ESMA 50-165-2058 ]

Supervisory Briefing on supervisory expectations in relation to firms using tied agents in the MiFID II framework 

[ESMA35-43-2900]

Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud

[JC 2022 03]

Guidelines on certain aspects of the MiFID II suitability requirements

[ ESMA35-43-2998 ]

Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements 

[ESMA35-43-2938]

EU Derivatives Markets

[ESMA-50-165-2001]

Questions and Answers On MiFID II and MiFIR investor protection and intermediaries topics

[ ESMA35-43-349]

Draft technical standards under the European crowdfunding service providers for business Regulation

[ ESMA35-42-1183 ]

ESMA’s Statement on Investment Recommendations on Social Media

[ ESMA70-154-2780 ]

investment recommendation
social media
Influencer

ESMA warns firms and investors about risks arising from payment for order flow and from certain practices by “zero-commission brokers”

[ ESMA35-43-2749 ]

MiFID II review report on the functioning of Organised Trading Facilities

[ ESMA70-156-4225 ]

MiFID II review report on the functioning of Organised Trading Facilities

[ ESMA70-156-4225 ]

ESMA’s Technical Advice to the Commission on the effects of product intervention measures 

[ ESMA35-43-2134 ]!

Peer Review on the collection and use of STORs

[ ESMA42-111-4916 ] 

Statement of ESMA on the application of product intervention measures under Article 40 and 42 of Regulation (EU) No. 600/2014 (1 ) (MiFIR) by CFD providers 

[ ESMA35-36-1743 ]! p27-36

Questions and Answers On ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients

[ ESMA35-36-1262 ]

Product Intervention Analysis Measures on Contracts for Differences

[ ESMA50-162-215 ]

Guidelines on the range of scenarios to be used in recovery plans

[ EBA/GL/2014/06 ]