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Closing of the 2021 financial statements and financial statements examination work - DOC-2021-06
1.1 Fri 29/10/2021 - 12:00 Reference texts article 223-1 du règlement général de l’AMF Book 1 Recommendation Closing of the 2021 financial statements and financial statements examination work Closing of the 2021…
Requirements for liquidity stress testing in UCITS and AIFs - DOC-2020-08
1.3 Wed 30/09/2020 - 12:00 Reference texts Articles 318-44, 321-77, 321-81 and 323-39 of the General Regulation Articles 47, 48 and 92 of Delegated Regulation (EU) 231/2013 of the European Parliament and of the Council of 19 December 2012 …
Position limits for commodity derivatives traded on Powernext - DOC-2017-11
4.5 This page is not available in English Fri 30/11/2018 - 12:00 Tue 31/12/2019 - 12:00 Instruction Position limits for commodity derivatives traded on Powernext Position limits for commodity derivatives traded on Powernext …
Communication by companies on fees associated with holding securities in pure registered form - DOC-2015-10
1.2 Thu 26/11/2015 - 12:00 Reference texts Article 223-1 of the AMF General Regulation Links 2015 AMF study on programmes set up by listed companies to communicate with individual shareholders …
Communication by companies aimed at promoting their securities to individual investors - DOC-2015-09
1.2 Thu 26/11/2015 - 12:00 Reference texts Article 223-1 of the AMF General Regulation Links 2015 AMF study on programmes set up by listed companies to communicate with individual shareholders …
Securitisation vehicles - DOC-2011-01
2.4 AMF Instruction DOC-2011-01 details the requirements and procedures for obtaining approval of a prospectus and the methods for marketing financial securities issued by a securitisation vehicle. These details also apply to the contents and distribution requirements for the prospectus and periodic information. …
EBA guidelines on internal policies, procedures and controls to ensure implementation of restrictive measures - DOC-2025-02
1.1 The AMF applies the European Banking Authority (EBA) Guidelines on internal policies, procedures and controls to ensure implementation of Union and national restrictive measures (the 2024/15 Guidelines). In particular, these guidelines specify the requirements applicable to the internal policies, procedures and controls that…
Table des matières recommandations d'arrêté des comptes applicables au 1er janvier 2025 (in French only) - DOC-2018-06
8.1 Fri 14/02/2025 - 12:00 Book 1 Recommendation Table des matières recommandations d'arrêté des comptes applicables au 1er janvier 2025 (in French only) Table des matières recommandations d'arrêté des comptes applicables au 1er janvier 2025 …
Guide for retail and professional private equity funds - DOC-2012-11
5.1 DOC-2012-11 covers maturity management and liquidation procedures for retail private equity funds. It also provides professional private equity funds with specific details of the due diligence required when their assets are fully invested in a sole entity established under foreign law, on the conditions under which their…
Information to be provided by collective investment schemes incorporating non-financial approaches - DOC-2020-03
7.2 Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents,…
EBA guidelines on information requirements in relation to certain crypto-assets transferts - DOC-2024-08
1.1 The AMF applies the European Banking Authority's Guidelines on information requirements in relation to crypto-assets transfers under Regulation (EU) 2023/1113 ("Travel Rule Guidelines"). In particular, these Guidelines specify the information that must accompany crypto-asset transfers, the steps that crypto-asset service…