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In this section, we provide you with selected Twitter short message style news as well as premium information and signal services.
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In this section, less is more. For all those who want to get a quick Twitter-style overview of the most important stock market and economic news, analyses of companies, results from financial analysts, this is exactly the right place. An area has been reserved exclusively for the public relations work of the CFD and FX providers in the DDH coverage. Rounded off and continuously expanded in the premium segment are exclusive partnerships and premium signal services.
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Newsstream: Twitter

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@FINRA
Tags: Regulation, US
Are you dealing with a registered investment professional or a fraudster? Before you invest, check BrokerCheck. 🔍 brokercheck.finra.org
https://twitter.com/FINRA/status/1593601192013500416
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@FINRA
Tags: Regulation, US
Is your financial firm asking you for a “trusted contact”? Are you wondering why? We've asked them to ask you! While it isn't mandatory to do so, we urge you to consider naming someone you trust as a contact on your account. ▶️ finra.org/trustedcontact @SEC_Investor_Ed | @NASAA
https://twitter.com/FINRA/status/1593382498536460288
@FINRA
Tags: Regulation, US
Join us at our 2022 Firm Grouping Conference on December 1 to learn more about the future landscape of the financial services industry. Don't miss your chance to connect with industry leaders and peers. Register now: finra.org/firmgrouping20…
https://twitter.com/FINRA/status/1593359662937579520
@FINRA
Tags: Regulation, US
We're alerting members to an emerging threat. @FINRA, @NASDAQ and @NYSE have observed IPOs for certain small-cap issuers listed on U.S. stock exchanges that may be the subject of pump-and-dump-like schemes. Learn more: bit.ly/3tFS0IE
https://twitter.com/FINRA/status/1593327636947795969
@FINRA
Tags: Regulation, US
There has been significant growth in the number of financial products, primarily ETPs, that are linked to, and seek to track, the performance of alternatively weighted indexes—often referred to as "smart beta" indexes. Here's what you need to know ▶️ bit.ly/3dCq5EH
https://twitter.com/FINRA/status/1593252644126339072
@FINRA
Tags: Regulation, US
Option holders who hold expiring options have until 5:30 p.m. ET on the day of expiration to make a final exercise decision to exercise or not exercise the option. Learn more ▶️ bit.ly/2MtnFeo
https://twitter.com/FINRA/status/1592937317408378882
@FINRA
Tags: Regulation, US
ETPs, including ETFs, commodity pools and ETNs, are a popular way to invest, with thousands of products available to target almost every imaginable investment objective. It's important to remember that not all ETPs are the same. Learn more: bit.ly/3JsOdE5
https://twitter.com/FINRA/status/1592921717839892480
@FINRA
Tags: Regulation, US
Looking for resources that meet your #compliance needs? Look no further. Our member firms can browse our online suite of compliance tools to locate free templates, checklists, directories and more. ▶️ bit.ly/31F6OZH
https://twitter.com/FINRA/status/1592906361343397888
@FINRA
Tags: Regulation, US
We're warning member firms of an ongoing phishing campaign that involves fraudulent emails claiming to be from FINRA and using the domain name “@ filling-regfinra.com”. Firms should delete all emails originating from this domain. Learn more: bit.ly/3O7APJF
https://twitter.com/FINRA/status/1592664772214140928
@FINRA
Tags: Regulation, US
We are conducting a targeted exam of firm practices regarding retail communications concerning Crypto Asset products and services. Learn more: bit.ly/3txh0Sv
https://twitter.com/FINRA/status/1592614164048105475
@FINRA
Tags: Regulation, US
The November Disciplinary Actions report is now available. ▶️ bit.ly/3Go0XhD This issue includes multiple cases involving recommendations or sales of Unit Investment Trusts (UITs). Learn more about UITs. ▶️ bit.ly/3qAeyZc
https://twitter.com/FINRA/status/1592581725871382529
@FINRA
Tags: Regulation, US
On the latest #FINRAUnscripted episode, Jim Angel, CRCP Program Academic Director and @msbgu Associate Professor, and Susanne Goldsmith, @FINRA, share what makes a CRCP Program a must for FINRA member firms and their high-performing compliance staff. 🎧 bit.ly/3EcRKWD
https://twitter.com/FINRA/status/1592550618887237633
@FINRA
Tags: Regulation, US
Are you recently retired? Have you experienced a major life event that has affected your finances? Are you just starting to invest? A qualified investment professional can help you make sound investment decisions. Find the right one for you 👉 bit.ly/2pyzMvs
https://twitter.com/FINRA/status/1592268410003628037
@FINRA
Tags: Regulation, US
Every year, FINRA Enforcement files disciplinary actions against brokers who excessively traded their customers’ accounts. While it's crucial that investors be on the lookout for this, it's also vital that broker-dealers are able to detect these red flags. bit.ly/2Ep6lU2
https://twitter.com/FINRA/status/1592165981790654464

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